*Letters

Requesting No-Action Relief Regarding Application of Certain Reporting Obligations

Published on:
April 10, 2013
Issue:
Committee:

The Asset Management Group of SIFMA (SIFMA AMG) and the Investment Company Institute (ICI) provide comments to the Commodity Futures Trading Commission (CFTC) requesting the CFTC provide confirmation and no-action relief regarding the application of certain of the reporting obligations under Part 4 of the CFTC’s regulations to commodity pool operators (CPOs) of registered investment companies that trade in commodity interests through wholly-owned subsidiaries that are consolidated with the registered fund for financial reporting purposes.  

The groups also sent a letter on the issue to the National Futures Association on April 10, 2013.

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