*Letters

Requesting an Extension of the SEC’s Municipal Advisor Rule for SEC-Registered Investment Advisers

Published on:
January 2, 2014
Committees:

The Asset Management Group of SIFMA (SIFMA AMG) and the Investment Adviser Association (IAA) provide comments to the Securities and Exchange Commission (SEC) requesting an extension of the SEC’s muni advisor rule for SEC-registered investment advisers that provide investment advice to municipal entities pursuant to an advisory agreement regarding a portfolio of investments that contains swaps or security-base swaps as part of ongoing portfolio management.

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