*Letters

SIA Submits Comments to the US House of Representatives on the Investor and Capital Markets Fee Relief Act

Published on:
June 11, 2001

The Securities Industry Association (SIA)* provides comments to the U.S. House of Representatives urging the members to support the Investor and Capital Markets Fee Relief Act of 2001 (H.R. 1088). SIA strongly believes it is critical that Congress examine the issue of Securities and Exchange Commission (SEC) fees because the facts and assumptions on which enactment of the current statutory fee structure was based have changed. SIA notes it is vitally important that the House of Representatives act favorably on this legislation without adopting hostile amendments that could diminish the overall impact or the bill, or endanger its passage by both chambers.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

Details

Download

More Content

  • Letters
    Oct 22, 2026

    Treasury/IRS Notice 2026-49: Guidance on Section 324 of the SECURE 2.0 Act with Respect to Rollovers

    SIFMA supports modernizing retirement plan rollovers through standardized electronic processes, fraud safeguards and appropriate implementation timelines.
  • Amicus Briefs
    Oct 21, 2026

    In re USD LIBOR Litigation

  • Letters
    Oct 20, 2026

    SEC’s Proposed Rule Regulation Crypto Assets

    SIFMA and SIFMA AMG provide recommendations to the SEC on its proposed crypto asset regulation, addressing regulatory clarity, implementation and investor protection.

Get the latest trends, stats, and research on financial markets and securities.