*Letters

SIA Submits Comments to the US Department of Labor on Active Cross-Trading Exemption

Published on:
July 17, 2000

The Securities Industry Association (SIA) provides comments to thePension & Welfare Benefits Administrationof theU.S. Department of Laboron thescope of eligible securities to be included in possible active cross-trading exemption from the Employee Retirement Income Security Act of 1974 (ERISA) Section 406(b)(2). SIA believes that an agency cross-trading exemption should cover only securities for which substantial price transparency exists.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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