*Letters

SIA Submits Comments to the SEC on Trade Through Disclosure Rule for Options

Published on:
February 20, 2001

The Securities Industry Association (SIA)* provides comments to theSecuritiesand Exchange Commission (SEC) urging the SEC to postpone the effective date of the Trade-Through Disclosure Rule, SEC Rule 11ac1-7. SIA believes that the rule imposes an unfair regulatory burden on firms for a problem that they did not create and cannot solve.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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