*Letters

The Securities Act Concepts and their Effects on Capital Formation

Published on:
November 13, 1996

The Capital Markets Committee of the Securities Industry Association (SIA)* provides comments to the Securities and Exchange Commission (SEC) on the Securities Act of 1933 (Securites Act) concepts and their effects on capital formation, File No. S7-19-96.  SIA addresses the Securities Act concepts which need urgent attention and reform, and recommends revisions which could, and should, be implemented as soon as possible.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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