*Letters

SIA Submits Comments to the SEC on the SEC Investment Adviser Roundtable Agenda

Published on:
May 15, 2000

The Securities Industry Association (SIA)* provides comments to the Securities and Exchange Commission (SEC) on the SEC Investment Adviser Roundtable Agenda, File No. 4-433. SIA offers its observations and recommendation on the agenda, and forecasts some of the comments it intends to file with the SEC.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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