*Letters

SIA Submits Comments to the SEC on the Reproposed Regulation NMS

Published on:
February 1, 2005
Issue:

The Securities Industry Association (SIA)* provides commentsto theSecurities and Exchange Commission (SEC) on the SEC’s reproposed Regulation NMS under the Securities Exchange Act of 1934 (the Exchange Act), File No. S7-10-04. SIAdetails recommendations to the proposal that would strengthen investor protection through a trade-through rule.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association in 2006.

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