*Letters

SIA Submits Comments to the SEC on the Regulation of Exchanges and Alternative Trading Systems

Published on:
July 31, 1998

The Alternative Trading System Subcommittee of the Securities Industry Association (SIA)* provides comments to the Securities and Exchange Commission on the regulation of exchanges and alternative trading systems (ATSs), File No. S7-12-98. SIA responds to the SEC’s request for comment on its general approach to regulating ATSs, as well as, the specifics of the rules being proposed.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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