*Letters

SIA Submits Comments to the SEC on the Proposed Rules Relating to Initial Public Offering Allocations and Distributions

Published on:
February 15, 2005

The Capital Markets Committee of the Securities Industry Association (SIA)*provides comments to the Securities and Exchange Commission (SEC)on the proposed rules of the New York Stock Exchange (NYSE) and the NationalAssociation of Securities Dealers, Inc. (NASD)relating to initial public offering (IPO) allocations and distributions, File Nos. SR-NYSE-2004; SR-NASD-2003-140.

The Committee offers its observations and recommendations to improve and enhance the proposed rules.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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