*Letters

Oversight of Alternative Trading Systems

Published on:
October 3, 1997

The Securities Industry Association (SIA)* provides comments to the Securities and Exchange Commission (SEC) on the SEC’s Concept Release on the oversight of alternate trading systems (ATSs), File No. S7-16-97, Release No. 34-38672.  SIA offers key conclusions about the issues raised by the Concept Release.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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