*Letters

SIA Submits Comments to the SEC on the NYSE Conversion to a For-Profit Entity

Published on:
January 18, 2006

The Securities Industry Association (SIA)* provides comments to the Securities and Exchange Commission (SEC)relating togovernance changes proposed by the New York Stock Exchange, Inc. (NYSE) in connection with its conversion to a for-profit entity. The concerns over the changes came from the merger of the NYSE with Archipelago Holdings, Inc.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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