SIA Submits Comments to the SEC on the NASDAQ Application to Register as a National Securities Exchange
Published on:
August 30, 2001
The Securities Industry Association (SIA)* provides comments to the Securities and Exchange Commission (SEC) on the The Nasdaq Stock Market, Inc. notice of filing of application for registration as a national securities exchange under Section 6 of the Securities Exchange Act of 1934. SIA first offers certain general observations on NASDAQ’s application, and then raises important issues that SIA believes the SEC should consider in its deliberations.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.