SIA Submits Comments to the SEC on the NASD TRACE Proposal
Published on:
February 10, 2000
The Fixed Income Transparency Subcommittee of the Securities Industry Association’s (SIA’s)* Operations Committee provides comments to the Securitiesand Exchange Commission(SEC) on the National Association of Securities Dealers, Inc (NASD) Trade Reporting and Compliance Engine (TRACE) proposal, File No. SR-NASD-99-65.SIA offers its observations and recommendations regarding the proposal.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.