Rules Implementing Amendments to the Investment Company Act
Published on:
February 12, 1997
The Investment Company, Capital Markets and Federal Regulation Committees of the Securities Industry Association (SIA)* provide comments to the Securities and Exchange Commission (SEC) on rules implementing amendments to the Investment Company Act of 1940 provided by the National Securities Markets Improvement Act of 1996 (NSMIA) and relate to private investment companies, Release No. IC-22405, File No. S7-30-96.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.