*Letters

SIA Submits Comments to the SEC on Rule Governing Member Communications with the Public

Published on:
January 1, 2001

The Self-Regulation and Supervisory Practices Committee of the Securities Industry Association (SIA)* provide comments to the Securities and Exchange Commission (SEC) on proposed amendments to rules governing member communications with the public, File No. SR-NASD-00-12. SIA gives its general support for the proposed amendments as an important step towards modernizing the National Association of Securities Dealers, Inc. (NASD) rules to reflect technological developments.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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