*Letters

SIA Submits Comments to the SEC on Relief from Regulation SHO

Published on:
April 15, 2005

The Securities Industry Association (SIA)* provides comments to the Securities and Exchange Commission (SEC)on relief from Regulation SHO marking requirement for pilot securities. Regulation SHOprovides a regulatory frameworkfor short sales.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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