*Letters

SIA Submits Comments to the SEC on Regulation NMS Implementation Issues for Broker-Dealers

Published on:
March 24, 2006
Issue:

The Securities Industry Association (SIA)* provides comments to the Securities and Exchange Commission (SEC)on Regulation NMS implementation issues for broker-dealers. SIA requires further information from the self-regulatory organizations (SROs) and the SEC Staff to proceed with certain implementation tasks.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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