*Letters

SIA Submits Comments to the SEC on Proxy Voting by Investment Advisers

Published on:
December 6, 2002

The Investment Adviser and Investment Company Committees of the Securities Industry Association (SIA)* provide comments to the Securities and Exchange Commission(SEC)onproposed rules on proxy voting by investment advisers and registered management investment companies, File No. S7-36-02. SIA recommends the SEC give further consideration to certain aspects of the proposal including possible recordkeeping burdens and other potential unintended consequences.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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