*Letters

Proposed Order Execution Obligations

Published on:
February 26, 1996

The Ad Hoc Committee on Order Execution of the Securities Industry Association (SIA)* provides comments to the Securities and Exchange Commission (SEC) on the SEC’s proposal relating to the handling and execution of customer orders.  The proposal would move the operation of dealer markets in the direction of auction markets.  SIA offers its observations and recommendations on the proposal.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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