SIA Submits Comments to the SEC on Proposed Chief Executive Officer Certification Requirement
Published on:
August 24, 2004
The Securities Industry Association (SIA)*provides comments to Securities and Exchange Commission (SEC)on Amendment No. 2 to Proposed Chief Executive Officer Certification Requirement, Release No. 34-50105; File No. SR-NASD-2003-176.
*SIFMA is a product of the merger between the Securities Industry Association (SIA)* and The Bond Market Association (TBMA) in 2006.