SIA Submits Comments to the SEC on Proposed Amendments to the Best Execution Rule
Published on:
March 18, 2005
The Securities Industry Association’s (SIA’s)* Ad Hoc Best ExecutionCommittee provides comments to the Securities and Exchange Commission (SEC)on proposed Amendments No. 1 and 2 to the Best Execution Rule, Release No. 34-51229; File No. SR-NASD-2004-026.
*SIFMA is the product of the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.