*Letters

SIA Submits Comments to the SEC on Proposed Amendments to Regulation M

Published on:
February 15, 2005

The Capital Markets Committee of the Securities Industry Association (SIA)*provides comments to the Securities and Exchange Commission (SEC) on proposed amendments to Regulation M,the anti-manipulation rules concerning securities offerings, File No. S7-41-04.

While SIA agrees with the underlying themes of the proposed amendments, SIA believes some of the proposals are too vague and too broad.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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