Proposals Relating to Certain Rules and Regulation S under the Securities Act of 1933
Published on:
May 21, 1997
The Capital Markets, Federal Regulation and OTC Derivatives Committees of the Securities Industry Association (SIA)* provide comments to the Securities and Exchange Commission (SEC) on proposed revisions of Rules 144 and 145 and Regulation S under the Securities Act of 1933, File Nos. S7-07-97 and S7-8-97. SIA offers its observations and recommendations on the proposals.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.