*Letters

Possible Amendments to the Net Capital Rule

Published on:
December 31, 1996

The Risk Management Committee of the Securities Industry Association (SIA)* provide comments to the SEC on possible amendments to the net capital rule.  SIA offers its observations and recommendations on the topic.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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