*Letters

SIA Submits Comments to the SEC on Non-Managed Fee-Based Account Programs

Published on:
November 22, 2004

The Securities Industry Association (SIA)*provides comments to the Securities and Exchange Commission (SEC) on proposed rule changes regarding Non-Managed Fee-Based Account (NFBA) programs, File No. SR-NYSE-2004-13.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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