*Letters

SIA Submits Comments to the SEC on Minimum Standards of Professional Responsibility for Attorneys

Published on:
October 22, 2002

The Ad hoc Committee on Section 307 of the Sarbanes-Oxley Act of 2002 of the Securities Industry Association (SIA)* provides comments to the Securities and Exchange Commission (SEC)on rules that would set forth minimum standards of professional responsibility for attorneys. SIA provides their observations and views on the issue in anticipation of the upcoming proposed rules.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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