*Letters

SIA Submits Comments to the SEC on Mediators Who Serve as Arbitrators

Published on:
February 25, 2005

The Securities Industry Association (SIA)*provides comments to the Securities and Exchange Commission (SEC)on a proposed rule change buy the National Association of Securities Dealers, Inc. (NASD), which would adopt a new rule relating to mediators who serve as arbitrators, File No. SR-NASD-2005-07. SIA offers its support for the proposed rule change.

*SIFMA is the product of the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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