*Letters

SIA Submits Comments to the SEC on Issuer Restrictions and Prohibitions on Ownership by Securities Intermediaries

Published on:
July 28, 2004

The Securities Industry Association (SIA)*provides comments to the Securities and Exchange Commission (SEC)on issuer restrictions and prohibitions on ownership by securities intermediaries, File No. S7-24-04.

*SIFMA is a product of the merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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