*Letters

SIA Submits Comments to the SEC on Investor Adviser Codes of Ethics

Published on:
March 15, 2004

The Investment Adviser Committee of the Securities Industry Association (SIA)* submits comments to the Securities and Exchange Commission (SEC)on investor adviser codes of ethics, Release No. IA-2209, IC-26337; File No. S7-0404.

*SIFMA is a product of the merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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