SIA Submits Comments to the SEC on Investment Company Advertising Rules
Published on:
July 31, 2002
The Investment Company and Investment Adviser Committees of the Securities Industry Association (SIA)* provide comments to the Securities and Exchange Commission(SEC) onproposed amendments to investment company advertising rules, Release Nos. 33-8101, 34-45953, IC-25575, File No. S7-17-02. SIA respectfully requests that the SEC defer action with respect to eliminating the availability of Rule 134 under the Securities Act of 1933 for fund advertising, until the proposed amendments toto Rule 482 under the Securities Act of 1933 have been in effect for a reasonable period of time.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.