*Letters

SIA Submits Comments to the SEC on Governing the Reporting of Data to Clearing Firms by Correspondent Firms

Published on:
August 12, 2005

The Clearing Firms Committee of the Securities Industry Association (SIA)*provides comments to the Securities and Exchange Commission (SEC)on the National Association of Securities Dealers, Inc. (NASD) proposal relating to governing the reporting of data to clearing firms by correspondent firms, specifically amending NASD Rules 3150 and 3230, Release No. 34-52059, File No. SR-NASD-2005-58.

*SIFMA is the product of the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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