SIA Submits Comments to the SEC on Fair Administration and Governance of Self-Regulatory Organizations
Published on:
December 16, 2004
The Securities Industry Association (SIA)* provides comments to the Securities and Exchange Commission (SEC) on fair administration and governance of self-regulatory organizations, File No. S7-39-04.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.