*Letters

SIA Submits Comments to the SEC on Expungement of Information from the Central Registration Depository System

Published on:
January 20, 2004

The Arbitration Committee of the Securities Industry Association (SIA)*provides comments to the Securities and Exchange Commission (SEC) on expungement of information from the National Association of Securities Dealers, Inc’s(NASD’s) Central Registration Depository System (CRD), Release No. 34-489933; File No. SR-NASD-2002-168.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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