*Letters

SIA Submits Comments to the SEC on Disclosure of Fees and Expenses in Mutual Fund Performance Sales Material

Published on:
September 17, 2004

The Investment Company Committee of the Securities Industry Association (SIA)* submits comments to the Securities and Exchange Commission (SEC)on proposed National Association of Securities Dealers, Inc.(NASD) rule change relating to disclosure of fees and expenses in mutual fund performance sales material, File No. SR-NASD 2004-043.

*SIFMA is a product of the merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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