*Letters

SIA Submits Comments to the SEC on Collection Practices Under Section 31 of the Securities Exchange Act

Published on:
March 10, 2004

The Operations Committee of the Securities Industry Association (SIA)* provides comments toSecurities and Exchange Commission (SEC) oncollection practices under Section 31 of the Securities Exchange Act of 1934.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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