*Letters

SIA Submits Comments to the SEC on Broker-Dealer Customer Identification Rule

Published on:
January 6, 2004

The Securities Industry Association (SIA)*providescomments to the Securities and Exchange Commission (SEC)on a no-action request under broker-dealer customer identification rule.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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