*Letters

SIA Submits Comments to the SEC on Branch Office Definition

Published on:
January 9, 2004

The Self-Regulation and Supervisory Practices Committee of the Securities Industry Association (SIA)* submits comments tothe Securities and Exchange Commission (SEC)onproposed amendments to branch office definition, File No. SR-NASD-2003-104.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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