*Letters

Proposed Rule Governing Tape Recording of Telephone Conversations

Published on:
February 11, 1998

The Self-Regulation and Supervisory Practices Committee of the Securities Industry Association (SIA)* provide comments to the Securities and Exchange Commission Securities and Exchange Commission (SEC) on a proposed rule governing tape recording, Securities Exchange Act Rel. No. 34-39361; SR-NASD-97-69.  SIA shares fundamental concerns about using tape recording as a method of supervision.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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