*Letters

SIA Submits Comments to the SEC on a Proposed Rule Change Relating to TRACE Market Data Fees

Published on:
April 8, 2005
Committee:

The Securities Industry Association (SIA)*provides comments to the Securities and Exchange Commission (SEC)onthe National Association of Securities Dealers, Inc. (NASD) proposed rule changerelating to TRACE market data fees, Release No. 34-51336; File No. SR-NASD-2005-026. In addition to the comments on the proposed rule, SIA petitions the SEC for rulemaking to review the definitions of “Professional” and “Non-Professional” as interpreted for market data fee and administrative purposes.

*SIFMA is the product of the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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