*Letters

SIA Submits Comments to the SEC on a Proposal to Amend the Method of Selecting Arbitrators in Customer Disputes

Published on:
January 1, 2001

The Securities Industry Association (SIA)* provides comments to the Securities and Exchange Commission (SEC) on a proposed rule change to amend the method of selecting arbitrators in customer disputes, File No. SR-NASD-98-48. SIA is extremely supportive of the proposed rule and offers two recommendations which it feels would improve the proposal further.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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