*Letters

SIA Submits Comments to the SEC on a Proposal Regarding the Arbitration of Employment Discrimination Claims

Published on:
October 21, 1998
Submitted to:
SEC
Submitted by:
SIA
Issue:

The Securities Industry Association (SIA)* provides comments to theSecurities and Exchange Commission (SEC) on a proposed rule change regarding the arbitration of employment discrimination claims, File No. SR-NYSE-98-28. SIA believes the proposed rule is not in accord with prevailing judicial precedent, and shares concerns that the New York Stock Exchange (NYSE) has proposed such a significant rule change without any attempt to adhere to the usual protocol of soliciting comment from NYSE’s own membership.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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