*Letters

SIA Submits Comments to the OCC on Financial Subsidiaries and Operating Subsidiaries

Published on:
February 14, 2000

The Securities Industry Association (SIA)*provides comments to the Office of theComptroller of the Currencya proposal relating to financial subsidiaries and operating subsidiaries, Docket No. 00-03.The proposal would implement Section 121 of the Gramm-Leach-Bliley Act (GLB Act), authorizing national banks to conduct expanded financial activities through financial subsidiaries. SIA shares its observations and recommendations regarding certain issues raised by the rule.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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