*Letters

SIA Submits Comments to the NYSE on Proxy Over Reporting And Record Retention

Published on:
April 26, 2005

An Ad-Hoc Committee on Proxy Over Reporting of the Securities Industry Association (SIA)*provides comments to the New York Stock Exchange, Inc.(NYSE)on proxy over reporting and record retention. The Committee is seeking greater clarityregardingbest practices on order to comply with NYSE and Securities and Exchange Commission (SEC) regulations.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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