*Letters

SIA Submits Comments to the NASDR on Shelf Offerings of Securities

Published on:
December 21, 2001

The Capital Markets Committee of the Securities Industry Association (SIA)* provides comments to the National Association of Securities Dealers Regulation, Inc (NASDR) on aproposed amendmentsto Rule 2710 to address shelf offerings of securities, and the related Corporate Financing Rules, NASD Notice to Members 01-59. SIA believes that the goal of simplifying the process for seasoned issuers has not been met.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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