*Letters

SIA Submits Comments to the NASD on Uniform Methodology for Calculation of Section 31 Fees

Published on:
October 27, 2004

The Securities Industry Association (SIA)* provides comments to the National Association of Securities Dealers, Inc.(NASD) petitioning for the establishment ofa uniform methodology for calculating fees collected by theSecurites and Exchange Commission (SEC)under Section 31 of the Securities and Exchange Act of 1934.

*SIFMA is a product of the merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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