SIA Submits Comments to the NASD on Proposed Rule on Conflicts of Interest
Published on:
February 1, 2005
The Securities Industry Association’s (SIA’s)* Fairness OpinionTask Force ofSIA’s Capital Markets Committeeprovides comments to the National Association of Securities Dealers, Inc.(NASD) on the proposed rule that would address conflicts of interest when members provide fairness opinions in corporate control transactions.
*SIFMA is the product of the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.