*Letters

SIA Submits Comments to the NASD on Mutual Fund Disclosure

Published on:
January 22, 2004

The Securities Industry Association (SIA)* submits comments to the National Association of Securities Dealers, Inc.(NASD)on proposal regarding disclosure of mutual fund expense ratios and sales charges in performance advertising. (Notice to Members 03-77).

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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