*Letters

SIA Submits Comments to the NASD on IPO Allocations

Published on:
September 24, 2002

The Capital Markets Committee of the Securities Industry Association (SIA)* provides comments to the National Association of Securities Dealers, Inc. (NASD) on NASD’s proposed new Rule 2712 (IPO Allocations and Distributions) and proposed amendment to Rule 2710 (Corporate Financing Rule),NASD Notice to Members 02-55. Subject to some relatively minor recommended changes and clarifications, SIA is in favor of the proposed rule changes.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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