*Letters

Proposed Rule Governing Tape Recording of Telephone Conversations

Published on:
November 4, 1996

The Ad Hoc Committee of the Securities Industry Association (SIA)* provides comments to the National Association of Securities Dealers (NASD) Regulation, Inc. on a proposed rule governing tape recording of telephone conversations, NASD Notice to Members 96-59.  SIA offers it’s observations and recommendations on the proposal.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.

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